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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-03-06 |
Branch Locations
11215 N. Community House Road Suite 775, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 02/2014 | Present |
| Independent Advisor Alliance | Charlotte | NC | 02/2014 | Present |
1. 3/7/2014: Independent Advisor Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Financial Advisor. 2. 5/6/2014: Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100% - Chief Compliance Officer - Responsible for compliance oversight and enforcement. 3. 1/16/2020 - Various Research Firms - Not Investment Related - Location/Address: Various - Outside/W-2 Employment - Started 07/30/2019 - 3 Hours Per Month/2 Hours During Securities Trading 4. 03/05/2026 - Visionary Square - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ 7 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-19 |
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