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Robert Willis Couse

Mml Investors Services, LLC

San Jose, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-31
  • CA RA
    APPROVED
    Since 2023-10-31

Branch Locations

181 Metro Ste 550, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc White Plains NY 08/2012 09/2023
New York Life Insurance White Plains NY 08/2012 09/2023
Massmutual Life Insurance Company San Jose CA 09/2023 Present
Mml Investors Services, Llc San Jose CA 09/2023 Present
  • 08/2012 → 09/2023
    Nylife Securities Llc
    White Plains, NY
  • 08/2012 → 09/2023
    New York Life Insurance
    White Plains, NY
  • 09/2023 → Present
    Massmutual Life Insurance Company
    San Jose, CA
  • 09/2023 → Present
    Mml Investors Services, Llc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-21
S63 Uniform Securities Agent State Law Examination 2013-11-01
  • S66 Uniform Combined State Law Examination
    2023-10-21
  • S63 Uniform Securities Agent State Law Examination
    2013-11-01

View on SEC IAPD

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HICKOK ADVISORY, LLC

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Jonathan A Stoft
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Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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