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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-23
TX RA APPROVED 2026-06-23
  • NJ RA
    APPROVED
    Since 2026-06-23
  • TX RA
    APPROVED
    Since 2026-06-23

Branch Locations

161 Washington Valley Road Suite 205, Warren, NJ 07059 • United States

123 S. Avenue E 3Rd Floor [Satellite], Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Short Hills NJ 02/2015 01/2022
Morgan Stanley Private Bank, National Association New York NY 05/2015 01/2022
Lpl Financial, Llc Florham Park NJ 01/2022 06/2026
Morgan Stanley Private Bank, N.A New York NY 04/2015 01/2022
Wells Fargo Advisors Financial Network, Llc Westfield NJ 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-23
S63 Uniform Securities Agent State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2015-04-23
  • S63 Uniform Securities Agent State Law Examination
    2008-10-16

View on SEC IAPD

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