Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-03
TX RA APPROVED 2026-08-03
  • SC RA
    APPROVED
    Since 2026-08-03
  • TX RA
    APPROVED
    Since 2026-08-03

Branch Locations

Salem, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc Holbrook NY 12/2010 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 03/2025
Commonwealth Financial Network Waltham MA 03/2025 08/2026
Angelo Planning Group Rochester NY 03/2025 08/2026
Raymond James Financial Services Advisors, Inc. Rochester NY 08/2026 Present
Raymond James Financial Services, Inc. Rochester NY 08/2026 Present
Previous Registrations
Other Businesses

(1) Name of Business: Harris Wealth Partners Address: 400 Meridian Centre Blvd Ste 115, Rochester, NY, 14618, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/02/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor, risk assessment, portfolio management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-08
  • S66 Uniform Combined State Law Examination
    2007-02-08
Other Names
  • Joseph D Palma

View on SEC IAPD

More in Salem, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor