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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2022-11-10 |
| NY | RA | APPROVED | 2021-08-05 |
| TX | RA | APPROVED | 2021-08-03 |
Branch Locations
200 Crescent Court Suite 1500, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Dallas | TX | 04/2012 | 07/2021 |
| Rbc Capital Markets, Llc | Houston | TX | 08/2021 | Present |
1)Name of Business : Stuart Enterprises Address: El Paso, TX Nature of the Business: Board Member/Officer/Director Position/Title: Officer - Secretary Investment Related:Yes Start Date: 01/15/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Family owned business. Role created for ease of transfer ownership (2) Name of Entity: Stuart Enterprises Address: 6904 Villa Hermosa El Paso, TX 79912 Business Description: Family owned bar business Business is/is not investment related: No Projected Start Date: 05/2021 Capacity: Officer Duties Performed: None at the moment but role was created for ease of transfer of ownership at a future date Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 NAME OF ENTITY: Municipal Advisory Council of Texas ADDRESS: 600 W 8th St. Ste 200, Austin, TX 78701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The Municipal Advisory Council of Texas (MAC) is a non-profit membership corporation organized exclusively for non-profit purposes described in section 501(c)(6) of the Internal Revenue Code, including specifically "to promote effective and efficient investment banking, underwriting, trading and sales of municipal debt by collecting, maintaining and distributing information relating to issuing entities." Membership is open to any entity that is authorized to and actively engaged in the business of underwriting or buying and selling municipal debt issued by the State of Texas or its state agencies or political subdivisions and municipalities. The MAC was organized in 1954 and presently has 75 member firms. START DATE: Nov. 17, 2023 CAPACITY: Board Member DUTIES: Serve on the Board of Directors and Investment Committee representative HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-20 |
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