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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-04-12
IL RA APPROVED 2009-12-16
  • OH RA
    APPROVED
    Since 2013-04-12
  • IL RA
    APPROVED
    Since 2009-12-16

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Chicago IL 07/2006 Present
  • 07/2006 → Present
    Fifth Third Securities
    Chicago, IL
Other Businesses

Sarah Benjamin's - 6810 Wooster Pike, Cincinnati, OH 45227 - Women's boutique - 50% owner - spouse's business venture - 0 hrs/month - not investment related - will not interfere with duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-15
S63 Uniform Securities Agent State Law Examination 2007-01-18
  • S66 Uniform Combined State Law Examination
    2009-12-15
  • S63 Uniform Securities Agent State Law Examination
    2007-01-18

View on SEC IAPD

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