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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-23 |
Branch Locations
701 San Marco Blvd Suite 7100, Jacksonville, FL 32207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T Rowe Price Investment Services, Inc. | Owings Mills | MD | 08/2015 | 02/2025 |
| Lpl Enterprise Llc | Jacksonville | FL | 12/2025 | Present |
| Unemployed | Ponte Vedra | FL | 03/2025 | 10/2025 |
1. 12/10/2025 - M&M Sports Cards - Business Owner - Raleigh, NC - Not Inv Related - 46 Hour(s)/Month - 0 Hour(s) During Trading - OBA Start Date: 06/20/2021 2. 12/10/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Ponte Vedra Beach, FL - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - OBA Start Date: 12/09/2025 3. 12/10/2025 - Christopher David Ferrara, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Ponte Vedra Beach, FL - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - OBA Start Date: 12/09/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-22 |
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