John Worden Dennis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → Present
  Lpl Financial Llc
  Cherry Hill, NJ
• 01/2009 → 05/2024
  Lincoln Financial Advisors
  Cherry Hill, NJ

Previous Registrations

• 2010-05-12 → 2024-05-01
  Osaic Fa, Inc.
  Cherry Hill, NJ

Other Businesses

1. 03/14/2024- Wealth Pilot Financial- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel 2. 03/14/2024- The Resource Group LLC- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- New Jersey 08002- 5 hrs per mnth- 5 hrs during trading- start date 01/01/2021 3. 03/14/2024- Non-Variable Insurance- Inv Rel- New Jersey 08002- 10 hrs per mnth-10 hrs during trading- start date 01/01/2018 4. 01/14/2025- Real Estate Rental- INV Related- Holden Beach NC- Start date 03/31/2025- 1 HR Per Month 5. 12/05/2025 - Other - Hobby - Sports Cards - Not Investment Related - Home Based/ Online - Start Date 12/01/2025 - 10 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2010-05-01