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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-08
VA RA APPROVED 2021-09-16
MD RA APPROVED 2015-05-13
DC RA APPROVED 2013-01-03
  • TX RA
    APPROVED_RES
    Since 2025-01-08
  • VA RA
    APPROVED
    Since 2021-09-16
  • MD RA
    APPROVED
    Since 2015-05-13
  • DC RA
    APPROVED
    Since 2013-01-03

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Annandale, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 12/2012 Present
Previous Registrations
Other Businesses

NAME OF ENTITY: Windy Pines Place HOA ADDRESS: 7423 Windy Pines Place, Annandale, VA 22003 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Home Owners Association CAPACITY: Treasurer START DATE: 01/01/22 DUTIES I will assist in gathering monthly dues and confirming that bills are paid for the HOA. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-23
  • S66 Uniform Combined State Law Examination
    2007-10-23

View on SEC IAPD

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