James Leslie Martin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 06/2017
  Capital Choice Financial Services
  Greensboro, GA
• 09/2012 → 06/2017
  Ccf Investments, Inc.
  Greensboro, GA
• 06/2017 → 10/2017
  Ameritas Investment Corp
  Lincoln, NE
• 09/2016 → 10/2017
  Manatee River Financial Group
  Tallahassee, FL
• 10/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → 01/2019
  Smartpro Financial Llc
  Bradenton, FL
• 06/2020 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 01/2023 → Present
  Unconquered Financial Service, Inc.
  Stockbridge, GA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/26/20 2) SMARTPRO FINANCIAL, LLC, 544 WALNUT CREEK DRIVE, STOCKBRIDGE, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/11/07, INV REL, 2 HR/MO- 0/TRADING HR. 3) UNCONQUERED FINANCIAL SERVICES INC, 544 Walnut Creek Dr, Stockbridge GA 30281, 01/2023, Employee, Owner/Partner, NIR, 5 HR/MO - 5 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-19
• S63 Uniform Securities Agent State Law Examination
  2012-10-08

Other Names

• Jim Martin