Joshua Ryan Dale Paddock

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Greenville, SC
• 11/2016 → 05/2022
  Wells Fargo Clearing Services, Llc
  Greenville, SC
• 05/2022 → Present
  Kestra Investment Services, Llc
  Greenville, SC
• 05/2022 → Present
  Kestra Private Wealth Services, Llc
  Greenville, SC

Previous Registrations

• 2012-04-04 → 2022-05-11
  Wells Fargo Clearing Services, Llc
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Simpsonville, SC
  Mauldin, SC
  Simpsonville, SC
  Simpsonville, SC
  Greenville, SC

Other Businesses

Name: PROVISTA WEALTH ADVISORS POSITION: Partner, Director of Financial Planning NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/04/2022 ADDRESS: 40 W. Broad St, Suite 510, Greenville SC 29601, United States DESCRIPTION: Assist clients with financial plans and insurance and investment advice. Name: CARIBOU POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 04/03/2023 ADDRESS: 40 W. Broad St., Suite 501, Greenville SC 29601, United States DESCRIPTION: I will get the client set up with Caribou Wealth where the client will complete a questionnaire and then we will receive ahealth insurance analysis and comparison between different options and providers so the client will be better informed with their options. I will not be selling the insurance, the client will then have to go find an agent who can establishthat health insurance plan for them. Name: PLAY 4 CHRIST POSITION: President NATURE: Baseball Lessons INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2011 ADDRESS: 417 Collingsworth Ln, Greenville SC 29615, United States DESCRIPTION: Running of the baseball clinics. I don't actively do anything with this any longer. NAME: MOVE HEALTH POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 04/03/2023 ADDRESS: 40 W. Broad St., Suite 501, Greenville SC 29601, United States DESCRIPTION: I will get the client set up with MOVE Health where the client will complete a questionnaire and then we will receive a health insurance analysis and comparison between different options and providers so the client will be better informed with their options. I will not be selling the insurance. NAME: CARLOS RODN FOUNDATION POSITION: CFO NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2025 ADDRESS: 1204 Suncast Lane, Suite 4, El Dorado Hills CA 95762, United States DESCRIPTION: This is a non-compensated volunteer position. Joshua's responsibilities will include: Participating in board meetings Reviewing annual budgets, financial statements, and internal controls Providing general financial oversight and risk-management guidance Assisting with governance, reporting practices, and organizational transparency. role does NOT involve: Investment advice, securities-related activities, Managing or trading assets Signing authority or custody of funds Compensation of any kind Soliciting investments Any responsibilities tied to performance of assets

Exams

• S66 Uniform Combined State Law Examination
  2012-03-28
• S63 Uniform Securities Agent State Law Examination
  2007-01-26

Other Names

• Josh Paddock
• Josh R Paddock
• Joshua R Paddock
• Joshua Ryan Paddock