Aaron Pimentel

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-05-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bank Of America, N.A.	Redondo Beach	CA	08/2015	11/2017
Merrill Lynch, Pierce, Fenner & Smith Inc.	Redondo Beach	CA	08/2015	11/2017
U.S. Bancorp Investments, Inc.	Rolling Hills Estates	CA	11/2017	11/2018
Fisher Investments	Camas	WA	12/2018	04/2019
E*Trade Securities Llc	Seattle	WA	08/2019	01/2021
E*Trade Capital Management, Llc	Seattle	WA	08/2019	01/2021
Unemployed	Vancouver	WA	05/2019	08/2019
E*Trade Securities Llc	Seattle	WA	01/2021	05/2022
E*Trade Capital Management Llc	Seattle	WA	01/2021	05/2022
Fidelity Investments	Bellevue	WA	05/2022	03/2026
Fidelity Investments	Bellevue	WA	03/2025	03/2026
Charles Schwab & Co., Inc.	Bellevue	WA	04/2026	Present
Schwab Wealth Advisory Inc	Bellevue	WA	04/2026	Present

08/2015 → 11/2017

Bank Of America, N.A.

Redondo Beach, CA
08/2015 → 11/2017

Merrill Lynch, Pierce, Fenner & Smith Inc.

Redondo Beach, CA
11/2017 → 11/2018

U.S. Bancorp Investments, Inc.

Rolling Hills Estates, CA
12/2018 → 04/2019

Fisher Investments

Camas, WA
08/2019 → 01/2021

E*Trade Securities Llc

Seattle, WA
08/2019 → 01/2021

E*Trade Capital Management, Llc

Seattle, WA
05/2019 → 08/2019

Unemployed

Vancouver, WA
01/2021 → 05/2022

E*Trade Securities Llc

Seattle, WA
01/2021 → 05/2022

E*Trade Capital Management Llc

Seattle, WA
05/2022 → 03/2026

Fidelity Investments

Bellevue, WA
03/2025 → 03/2026

Fidelity Investments

Bellevue, WA
04/2026 → Present

Charles Schwab & Co., Inc.

Bellevue, WA
04/2026 → Present

Schwab Wealth Advisory Inc

Bellevue, WA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-09-09
S63	Uniform Securities Agent State Law Examination	2008-03-14

Other Firms