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Cwm, LLC CRD 155344
$50.6B regulatory AUM 248 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-04-06 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
6 Cardinal Way, Ste. 900, St, Louis, MO 63102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Compass | Ft. Walton Beach | FL | 07/2016 | 04/2018 |
| Saltmarsh Financial Advisors, Llc | Pensacola | FL | 06/2019 | 03/2020 |
| Clear Harbor Wealth Management, Llc | Destin | FL | 07/2021 | 10/2021 |
| Techfarms Capital | Panama City Beach | FL | 10/2016 | 10/2018 |
| Unemployed | Shalimar | FL | 10/2018 | 06/2019 |
| Unemployed | Destin | FL | 04/2020 | 07/2020 |
| Wealthtrust Asset Management | Destin | FL | 07/2020 | 12/2020 |
| Unemployed | Fort Walton Beach | FL | 01/2021 | 07/2021 |
| Scott Underwood | St Louis | MO | 11/2021 | 03/2022 |
| Scott Underwood | Saint Louis | MO | 11/2021 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Saint Louis | MO | 04/2022 | 12/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2023 | 12/2024 |
| Cwm, Llc | Omaha | NE | 04/2026 | Present |
| Laclede Private Capital | St. Louis | MO | 04/2026 | Present |
| James Borchers | New York | NY | 08/2025 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 2019-09-07 |
| S66 | Uniform Combined State Law Examination | 2008-01-29 |
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