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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-07-16
  • IN RA
    APPROVED
    Since 2026-07-16

Branch Locations

208 E. Chestnut St, Corydon, IN 47112 • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Harrison Bank Corydon IN 03/2011 09/2022
Sweet Life Wealth Management Corydon IN 09/2022 08/2025
Farther Corydon IN 08/2025 Present
Rfg Advisory Llc Dba Sweet Life Financial Planning Corydon IN 07/2026 Present
  • 03/2011 → 09/2022
    First Harrison Bank
    Corydon, IN
  • 09/2022 → 08/2025
    Sweet Life Wealth Management
    Corydon, IN
  • 08/2025 → Present
    Corydon, IN
  • 07/2026 → Present
    Rfg Advisory Llc Dba Sweet Life Financial Planning
    Corydon, IN
Previous Registrations
  • 2025-08-15 → 2026-07-20
    San Francisco, CA
    Corydon, IN
  • 2022-09-21 → 2025-08-11
    Waltham, MA
    Corydon, IN
  • 2017-11-29 → 2022-09-29
    Palmyra, IN
    New Albany, IN
    Greenville, IN
    Shephardsville, KY
    Jeffersonville, IN
    Corydon, IN
    Floyds Knobs, IN
    New Albany, IN
    Palmyra, IN
    Shephardsville, KY
    Jeffersonville, IN
    New Albany, IN
    New Albany, IN
    Floyds Knobs, IN
    Greenville, IN
  • 2013-08-26 → 2017-12-06
    Investment Centers Of America, Inc.
    Bismarck, ND
    Corydon, IN
    Palmyra, IN
    New Albany, IN
    Floyds Knobs, IN
    Greenville, IN
    Shephardsville, KY
    New Albany, IN
    Jeffersonville, IN
    Appleton, WI
  • 2011-03-10 → 2013-08-28
    New Albany, IN
    Corydon, IN
    Corydon, IN
    Cincinnati, OH
  • 2009-11-05 → 2011-02-22
    Louisville, KY
  • 2008-05-28 → 2009-10-30
    Chase Investment Services Corp.
    Corydon, IN
    Clarksville, IN
    Corydon, IN
    Sellersburg, IN
    New Albany, IN
Other Businesses

1) Sweet Life Financial Planning; YES; 208 E Chestnut St., Corydon, IN 47113; DBA; Owner/Founder/Advisor; Start: 7/16/2026; 160 hrs/mo; 160 during trading hrs; DBA name for advisory and insurance activity. 2) RFG Advisory, LLC; YES; 1400 Urban Center, Ste 475, Vestavia Hills, AL 35242; RIA; 160 hrs/mo; 160 during trading hrs.; RIA Affiliate; Investment Advisor Representative. 3) Pinnacle; Investment Related; 12724 Gran Bay Pkwy, Bldg 1, Ste 150, Jacksonville, FL 32258; Insurance Investments; Agent; 7/16/2026; 80 hrs/mo; 80 hrs/month during trading hours; advice on insurance investment products. 3) Board Member, Harrison County Arts; Located at 113 E. Beaver St. Corydon, IN 47112 as of 2023; 0% time spent during business hours; Finance Committee Member, Help advise on financial matters; Non-Investment related. 4) High School Boys Track & Field Coach, Corydon Central High School; coaching track and field at high school and receiving an annual stipend. Located at 375 Country Club Rd, Corydon, IN 47112 as of 03/2017 Approximately 10% time spent during business hours; Not Conducted at branch location; Non-Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-21
S63 Uniform Securities Agent State Law Examination 2007-01-05
  • S66 Uniform Combined State Law Examination
    2008-05-21
  • S63 Uniform Securities Agent State Law Examination
    2007-01-05
Designations
Other Names
  • Brian D Lahue

View on SEC IAPD

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