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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-16 |
Branch Locations
208 E. Chestnut St, Corydon, IN 47112 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Harrison Bank | Corydon | IN | 03/2011 | 09/2022 |
| Sweet Life Wealth Management | Corydon | IN | 09/2022 | 08/2025 |
| Farther | Corydon | IN | 08/2025 | Present |
| Rfg Advisory Llc Dba Sweet Life Financial Planning | Corydon | IN | 07/2026 | Present |
1) Sweet Life Financial Planning; YES; 208 E Chestnut St., Corydon, IN 47113; DBA; Owner/Founder/Advisor; Start: 7/16/2026; 160 hrs/mo; 160 during trading hrs; DBA name for advisory and insurance activity. 2) RFG Advisory, LLC; YES; 1400 Urban Center, Ste 475, Vestavia Hills, AL 35242; RIA; 160 hrs/mo; 160 during trading hrs.; RIA Affiliate; Investment Advisor Representative. 3) Pinnacle; Investment Related; 12724 Gran Bay Pkwy, Bldg 1, Ste 150, Jacksonville, FL 32258; Insurance Investments; Agent; 7/16/2026; 80 hrs/mo; 80 hrs/month during trading hours; advice on insurance investment products. 3) Board Member, Harrison County Arts; Located at 113 E. Beaver St. Corydon, IN 47112 as of 2023; 0% time spent during business hours; Finance Committee Member, Help advise on financial matters; Non-Investment related. 4) High School Boys Track & Field Coach, Corydon Central High School; coaching track and field at high school and receiving an annual stipend. Located at 375 Country Club Rd, Corydon, IN 47112 as of 03/2017 Approximately 10% time spent during business hours; Not Conducted at branch location; Non-Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-05 |
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