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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-01-17
  • NJ RA
    APPROVED
    Since 2018-01-17

Branch Locations

119 W Merchant Street Fl 1, Audubon, NJ 08106 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood Conshohocken PA 01/2015 01/2018
Regal Investment Advisors, Llc Kentwood MI 01/2018 Present
Regulus Financial Group, Llc Kentwood MI 01/2018 Present
  • 01/2015 → 01/2018
    Boenning & Scattergood
    Conshohocken, PA
  • 01/2018 → Present
    Kentwood, MI
  • 01/2018 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Previous Registrations
  • 2015-01-06 → 2018-01-12
    Boenning & Scattergood, Inc.
    Cherry Hill, NJ
    West Conshohocken, PA
    West Conshohocken, PA
    Cherry Hill, NJ
  • 2013-12-02 → 2014-12-12
    Philadelphia, PA
  • 2010-04-08 → 2012-07-05
    Boenning & Scattergood, Inc.
    Ardmore, PA
Other Businesses

Business Name: 119 W. Merchant St. LLC - Investment Related: No - Address: 1502 Chalet Drive, Cherry Hill, NJ 08003 - Nature of Business: Real estate ownership - Title or Relationship: Owner - Start Date: 10/13/2020 - Hours per month: 2 - Hours per month during trading hours: 0 - Duties: Owner of real estate rental. Business Name: 4240 Pechin St. LLC - Investment Related: No - Address: 1502 Chalet Drive, Cherry Hill, NJ 08003 - Nature of Business: Real estate ownership - Title or Relationship: Owner - Start Date: 3/26/2020 - Hours per month: 2 - Hours per month during trading hours: 0 - Duties: Owner of real estate rental. Business Name: 458 Ripka St. LLC - Investment Related: No - Address: 1502 Chalet Drive, Cherry Hill, NJ 08003 - Nature of Business: Real estate ownership - Title or Relationship: Owner - Start Date: 11/15/2017 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Owner of real estate rental.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-31
S63 Uniform Securities Agent State Law Examination 2007-01-08
  • S65 Uniform Investment Adviser Law Examination
    2010-03-31
  • S63 Uniform Securities Agent State Law Examination
    2007-01-08
Other Names
  • Chip Petrillo
  • Louis Petrillo

View on SEC IAPD

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