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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-06-04
  • MD RA
    APPROVED
    Since 2026-06-04

Branch Locations

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maryland State Police Pikesville MD 02/2006 08/2017
Maryland State Government Linthicum MD 02/2018 05/2026
Unemployed Ocean Pines MD 08/2017 02/2018
Lpl Enterprise Llc Cockeysville MD 05/2026 Present
  • 02/2006 → 08/2017
    Maryland State Police
    Pikesville, MD
  • 02/2018 → 05/2026
    Maryland State Government
    Linthicum, MD
  • 08/2017 → 02/2018
    Unemployed
    Ocean Pines, MD
  • 05/2026 → Present
    Cockeysville, MD
Previous Registrations
Other Businesses

1. 05/18/2026 - Valor Wealth Management Group - DBA for LPL Business (entity for LPL business) - Westminster MD - Inv Related – OBA Start Date: 05/21/2026 – 200 Hour(s)/Month – 130 Hour(s) During Trading 2. 05/18/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Westminster MD - Inv Related – OBA Start Date: 12/12/2025 – 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 05/18/2026 - TODD LIDDICK N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Westminster MD - Inv Related – OBA Start Date: 12/12/2025 – 160 Hour(s)/Month – 160 Hour(s) During Trading 4. 05/18/2026 - Self - Real Estate Rental - Cape Coral FL - Inv Related – OBA Start Date: 07/11/2022 – 15 Hour(s)/Month – 0 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-18
S63 Uniform Securities Agent State Law Examination 2000-04-25
S65 Uniform Investment Adviser Law Examination 2000-04-24
  • S66 Uniform Combined State Law Examination
    2026-03-18
  • S63 Uniform Securities Agent State Law Examination
    2000-04-25
  • S65 Uniform Investment Adviser Law Examination
    2000-04-24

View on SEC IAPD

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