Jason Patrick Wooten

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 04/2017
  Pnc Investments
  Cincinnati, OH
• 07/2017 → 05/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Cincinnati, OH
• 07/2017 → 05/2019
  Tiaa
  Cincinnati, OH
• 07/2019 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2017-08-01 → 2019-05-28
  Tiaa-Cref Individual & Institutional Services, Llc
  Cincinnati, OH
• 2014-02-24 → 2017-05-08
  Pnc Wealth Management Llc
  Cincinnati, OH
  Cincinnati, OH
• 2008-10-17 → 2014-02-03
  Td Ameritrade, Inc.
  Cincinnati, OH
  The Woodlands, TX
• 2008-10-17 → 2014-02-03
  Td Ameritrade Investment Management, Llc
  Cincinnati, OH
  The Woodlands, TX
• 2007-12-11 → 2008-10-09
  Strategic Advisers Llc
  Blue Ash, OH

Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams

• S66 Uniform Combined State Law Examination
  2014-03-11
• S63 Uniform Securities Agent State Law Examination
  2007-02-16

Other Names

• Jason P Wooten
• Jason Wooten
• Jason Patrick Wooten