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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-14 |
| CA | RA | APPROVED | 2020-10-22 |
Branch Locations
3390 University Ave Ste 260, Riverside, CA 92501 • United States
3401 Centre Lake Drive Suite 670, Ontario, CA 91761-1207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| So Cal Super Tens, Inc. | Riverside | CA | 01/2011 | Present |
| Ameriprise Financial Services, Inc. | Riverside | CA | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Riverside | CA | 03/2020 | Present |
Board of Directors; Mary S. Roberts Pet Adoption Center Board of Directors; Investment Committee Chair; 6165 Industrial Avenue, , Riverside, CA, 92504; Not Investment-Related; 08/01/2026; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Mission Partnership Group LLC; Associate Advisor; Mission Partnership Group LLC listed as "Outside Employer" as it is the entity that pays us.; 3390 University Avenue, Suite 260, Riverside, CA, 92501; Not Investment-Related; 01/01/2023; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-14 |
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