Laura Kristen Lambert

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI

Other Businesses

1)COMMUNITY COLLEGE OF RI, LINCOLN, RI EDUCATION FACILITY, PARA PROFESSIONAL START: 01/1992, NO HOURS DURING SECUITIES TRADING, BUSINESS IS NON INVESTMENT-RELATED. I*495483 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Y Address of business: Woonsocket, Rhode Island, 02895 Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/6/2005 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams

• S66 Uniform Combined State Law Examination
  2018-04-23
• S63 Uniform Securities Agent State Law Examination
  2007-01-10

Other Names

• Laura K Wesolowski