Laura Kristen Lambert

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2018-04-24
TX	RA	APPROVED_RES	2017-11-13

RI RA
APPROVED

Since 2018-04-24
TX RA
APPROVED_RES

Since 2017-11-13

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	10/2009	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI

Other Businesses

1)COMMUNITY COLLEGE OF RI, LINCOLN, RI EDUCATION FACILITY, PARA PROFESSIONAL START: 01/1992, NO HOURS DURING SECUITIES TRADING, BUSINESS IS NON INVESTMENT-RELATED. I*495483 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Y Address of business: Woonsocket, Rhode Island, 02895 Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/6/2005 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-23
S63	Uniform Securities Agent State Law Examination	2007-01-10

S66 Uniform Combined State Law Examination

2018-04-23
S63 Uniform Securities Agent State Law Examination

2007-01-10

Other Names

Laura K Wesolowski

View on SEC IAPD