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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-06-17 |
| NH | RA | APPROVED | 2019-05-31 |
| TX | RA | APPROVED | 2019-05-31 |
Branch Locations
25 Chestnut St Ste 300N, Portsmouth, NH 03801-4064 • United States
Lyman, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 01/2007 | Present |
| Bank Of America, N.A. | Portsmouth | NH | 07/2011 | 05/2019 |
| Ameriprise Financial Services Inc | Portsmouth | NH | 05/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Portsmouth | NH | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-26 |
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