Jessica Lynn Mullin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 02/2025
  Ubs Financial Services Inc
  New York, NY
• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2014-07-25 → 2025-03-17
  Ubs Financial Services Inc.
  Weehaken, NJ
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
  New York, NY

Other Businesses

I*2215384, Entity Type, Name of OBA: Rental Property 1 Address: Midland ParkNew Jersey07432 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 12/31/2014No Hours: 15 yearly No Hours during trading:0 Duties: I*2215385, Entity Type, Name of OBA: Rental Property 2 Address: Midland ParkNew Jersey07432 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/31/2018 No Hours: 15 yearly No Hours during trading:0 Duties: I*2218264, Entity Type, Name of OBA:Rental Property 3 Address: Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 09/30/2022No Hours:15 yearly No Hours during trading: 0 Duties: I*2226265, Entity Type Entity Charitable, Name of OBA: King's Crown Rowing Association Address: HobokenNew Jersey07030 Investment Related: No Position, Title, Association: Officer Employee Start Date: 06/29/2023 No Hours:3 monthly No Hours during trading: 0 Duties: 5013-C organization to support, promote, and chart the long term strategic initiatives of Columbia Rowing. Responsibilities include liaise with Columbia Rowing coaches, alumni, and university admiration at Columbia. Advocate on behalf of the program with the university. I am president of the KCRA with one vote on the board. I have access to the funds for checks and balances and in case the Treasurer is incapacitated.

Exams

• S66 Uniform Combined State Law Examination
  2014-07-24
• S63 Uniform Securities Agent State Law Examination
  2007-01-16