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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-15
  • TX RA
    APPROVED
    Since 2024-11-15

Branch Locations

Needville, TX • United States

16134 Highway 36, Needville, TX 77461-9319 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 11/2006 11/2024
Ameriprise Financial Services, Llc Needville TX 11/2024 Present
Previous Registrations
  • 2007-03-14 → 2024-11-19
    Needville, TX
    St Louis, MO
    Sugarland, TX
    Richmond, TX
Other Businesses

Real Estate Ownership; Single Family; 9316 Main St, , Needville, TX, 77461; Not Investment-Related; 06/01/2019 / Lot/Land; 4442 FM 533, , Shiner, TX, 77984; Not Investment-Related; 07/01/2022 / Commercial; 16134 Highway 36, , Needville, TX, 77461; Investment-Related; 10/23/2024. Business Ownership; Needville Financial Advisors, LLC; Owner; Manage Ameriprise Business; 16134 Highway 36, , Needville, TX, 77461; Investment-Related; 10/22/2024; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Purpose Church Board; Board Member; 1118 Minonite Rd, , Richmond, TX, 77469; Not Investment-Related; 02/16/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Needville Financial Advisor; Owner; This is the LLC that I pay payroll out of for my business at Ameriprise.; 14464 Joyce St, , Needville, TX, 77461; Investment-Related; 11/15/2024; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-03
  • S66 Uniform Combined State Law Examination
    2007-03-03
Designations
Other Names
  • Glenn F. Schmidt
  • Glenn Schmidt

View on SEC IAPD

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