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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED | 2024-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cronkite Property Management | Augusta | ME | 04/2005 | 06/2017 |
| Edward Jones | Saint Louis | MO | 11/2006 | 06/2017 |
| Ameriprise Financial Services Inc | Camden | ME | 06/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Camden | ME | 03/2020 | 09/2024 |
| Lpl Financial, Llc | Camden | ME | 09/2024 | Present |
1 - 09/03/2024 - Cronkite Management - Business Entity For Tax/Investment Purposes Only - Not Inv Related - ME 04843 - OBA Start Date: 05/01/2022. 2 - 09/03/2024 - Brunswick Opportunities - Business Entity For Tax/Investment Purposes Only - Not Inv Related - ME 04843 - OBA Start Date: 01/01/2022. 3 - 09/03/2024 - Cronkite and White - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 4 Hours/Month - 1 Hour During Trading - ME 04843 - OBA Start Date: 10/2/2017. 4 - 09/30/2024 - Real Estate Rental - Inv Related - 5 Hours/Month - ME 04856 - OBA Start Date: 01/01/1999. 5 - 09/03/2024 - Bayview Financial - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). Start date: 08/31/2024 - 160 Hours/Month - 8 Hours During Trading 6 - 09/03/2024 - Bayview Financial - Non-Variable Insurance Trails only - Inv Related - 4 Hours/Month - 1 Hour During Trading - ME 04843 - OBA Start Date: 07/01/2024. 7. 07/29/2025 - Bayview Financial Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). Start date: 01/01/2025 - 10 Hours/Month - 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-01 |
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