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Omega James Mcintosh

LPl Enterprise, LLC

Bedminster, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2016 04/2018
Bank Of America, N.A. New York NY 11/2016 04/2018
Jpmorgan Chase Bank, N.A. Flushing NY 11/2018 08/2020
J.P. Morgan Securities Llc Flushing NY 11/2018 08/2020
Unemployed Brooklyn NY 05/2018 10/2018
Pruco Securities, Llc. Basking Ridge NJ 10/2021 11/2024
Unemployed Brooklyn NY 08/2020 10/2021
Prudential Insurance Company Of America Basking Ridge NJ 12/2021 Present
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
Previous Registrations
Other Businesses

BROOKLYN FAITH SEVENTH DAY ADVENTIST CHURCH POSITION: Board Member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 5518 Church Avenue, Brooklyn NY 11203, United States DESCRIPTION: Attend meetings to discuss organizational plans NEW YORK CITY LAW DEPARTMENT POSITION: Paralegal NATURE: Legal Support Services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 10/10/2023 ADDRESS: 100 Church Street, New York NY 10007, United States DESCRIPTION: Administrative/Clerical Duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-25
  • S66 Uniform Combined State Law Examination
    2007-11-25
Other Names
  • Omego James Mcintosh
  • Omega James Mcintosh
  • Omega J Mcintosh
  • Omega Mcintosh

View on SEC IAPD

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