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Inactive

Thuong Thanh Thien

Team Hewins, LLC

Foster City, CA

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Current Employers
Team Hewins, Llc

950 Tower Lane Suite 1050, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-04
CA RA APPROVED 2018-05-29
  • FL RA
    APPROVED
    Since 2018-06-04
  • CA RA
    APPROVED
    Since 2018-05-29

Branch Locations

950 Tower Lane Suite 1050, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hewins Financial Advisors, Llc San Mateo CA 01/2013 06/2017
Hewins Brokerage Services, Llc Redwood City CA 07/2015 05/2018
Hewins Financial Advisors Llc Redwood City CA 06/2017 06/2018
Team Hewins, Llc Redwood City CA 05/2018 Present
  • 01/2013 → 06/2017
    Hewins Financial Advisors, Llc
    San Mateo, CA
  • 07/2015 → 05/2018
    Hewins Brokerage Services, Llc
    Redwood City, CA
  • 06/2017 → 06/2018
    Hewins Financial Advisors Llc
    Redwood City, CA
  • 05/2018 → Present
    Team Hewins, Llc
    Redwood City, CA
Previous Registrations
  • 2013-01-09 → 2018-06-01
    Wipfli Financial Advisors, Llc
    Milwaukee, WI
    Redwood City, CA
  • 2009-11-30 → 2010-03-11
    Cantella & Co., Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-15
  • S66 Uniform Combined State Law Examination
    2009-07-15
Designations

View on SEC IAPD

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Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

More in Foster City, CA

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