David Robert Wagner

Employer firm

Tidecrest Wealth Management, LLC CRD 332422

$250M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 12/2016
  Morgan Stanley Smith Barney
  Newport Beach, CA
• 01/2015 → 12/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2016 → 08/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 01/2017 → 08/2024
  Bank Of America, N.A.
  Newport Beach, CA
• 08/2024 → Present
  Tidecrest Wealth Management, Llc
  Newport Beach, CA

Previous Registrations

• 2016-12-09 → 2024-08-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 2009-06-01 → 2016-12-12
  Morgan Stanley
  Newport Beach, CA
• 2007-03-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Newport Beach, CA

Other Businesses

1. BROOKE WAGNER DESIGN, INC. NOT INVESTMENT RELATED CORONA DEL MAR, CALIFORNIA 92625 PART-TIME, START DATE 1/1/2004 4 HOUR(S) MONTHLY 0 HOURS DEVOTED DURING TRADING HOURS DUTIES: BROOKE WAGNER DESIGN, INC. IS AN INTERIOR DESIGN BUSINESS RUN BY MY WIFE, BROOKE WAGNER. I AM THE TREASURER AND SPEND A FEW HOURS EACH MONTH REVIEWING THE FINANCIALS AND INTERACTING WITH THE BUSINESS' ACCOUNTANT. 2. CDM Coastal Holdings, LLC not Investment related. Corona del Mar, California, 92625 General Partner/Managing Member Start date of relationship: 2/15/2022 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties:, Member of LLC holding company, which owns single commercial property. 3. Charitable CDM Girls Volleyball Foundation NOT Investment related Newport Beach, California, 92658 Treasurer Start date of relationship: 3/1/2023 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Board Member & Treasurer

Exams

• S66 Uniform Combined State Law Examination
  2007-03-20
• S65 Uniform Investment Adviser Law Examination
  2003-07-18

Designations

• Certified Financial Planner