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Robert James Lee

Ashton Thomas Securities, LLC

Rochester, NY

Rochester, NY

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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-01
  • NY RA
    APPROVED
    Since 2021-09-01

Branch Locations

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

2243 Lyell Ave, Rochester, NY 14606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excel Securities & Associates, Inc Rochester NY 06/2011 Present
  • 06/2011 → Present
    Excel Securities & Associates, Inc
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-16
  • S66 Uniform Combined State Law Examination
    2000-03-16

View on SEC IAPD

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