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Yelm, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-12-15 |
| WA | RA | APPROVED | 2020-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stock Management Llc | Puyallup | WA | 09/2006 | 01/2020 |
| Automation Llc | Yelm | WA | 07/2016 | Present |
| Tempus Investment Corp | Yelm | WA | 01/2020 | Present |
OWNER OF AUTOMATION LLC (relationship start 7/2016) WHICH PROVIDES BACK OFFICE SERVICES AND SUPPORT TO RIA FIRMS, CHARTER FISHING OPERATIONS AND THE HOSPITALITY INDUSTRY. BUSINESS IS NOT INVESTMENT RELATED. SERVICES PROVIDED THROUGHOUT THE BUSINESS DAY AND OFF HOURS APPROXIMATELY 60 HOURS PER MONTH. PROVIDE AND MAINTAIN SOFTWARE FOR BACK OFFICE SUPPORT. BUSINESS ALSO PROVIDES AND MAINTAINS SCHEDULING/BOOKING SERVICES FOR CHARTER FISHING AND THE HOSPITALITY INDUSTRY. EVENTS HAPPEN INSIDE AND OUTSIDE OF BUSINESS HOURS. LOCATION: 17200 Lakepoint Dr SE Yelm, WA 98597
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-31 |
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