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Aaron Mathew Hattem

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA

Westlake Village, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-07-26
  • CA RA
    APPROVED
    Since 2012-07-26

Branch Locations

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Westlake Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Los Angeles CA 07/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-16
  • S66 Uniform Combined State Law Examination
    2009-02-16
Other Names
  • Aaron Mathew Hattem
  • Aaron Mathew Hattem

View on SEC IAPD

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