Vincent Albanese

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 02/2020
  Ubs Financial Services Inc
  Paramus, NJ
• 02/2020 → Present
  Rbc Capital Markets, Llc
  Paramus, NJ
• 06/2020 → Present
  City National Bank
  Paramus, NJ

Previous Registrations

• 2010-06-10 → 2020-03-03
  Ubs Financial Services Inc.
  Paramus, NJ
• 2009-06-01 → 2010-06-21
  Morgan Stanley
  Paramus, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Paramus, NJ
• 2002-05-31 → 2007-04-02
  Morgan Stanley Dw Inc.
  Paramus, NJ
  Paramus, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-24
• S63 Uniform Securities Agent State Law Examination
  1999-03-15

Other Names

• Vincent John Albanese
• Vincent John Albanese Iii