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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-10-09 |
| OK | RA | APPROVED | 2025-07-01 |
| NM | RA | APPROVED | 2023-12-22 |
| MS | RA | APPROVED | 2023-12-15 |
| MT | RA | APPROVED | 2021-01-25 |
| AR | RA | APPROVED | 2020-07-01 |
| PA | RA | APPROVED | 2020-02-05 |
| CA | RA | APPROVED | 2019-09-17 |
| NV | RA | APPROVED | 2019-07-18 |
| TX | RA | APPROVED | 2019-06-17 |
Branch Locations
8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mesquite | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mesquite | TX | 11/2016 | 06/2019 |
| Hilltop Securities Inc. | Dallas | TX | 06/2019 | Present |
RENTAL PROPERTY, NOT INV RELATED, DALLAS, TX, 100% OWNERSHIP WITH SPOUSE, START 8/19/2017, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-23 |
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