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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-06-23 |
| TX | RA | APPROVED | 2020-06-23 |
Branch Locations
3400 College Blvd Suite 100, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Leawood | KS | 07/2013 | 06/2020 |
| Wells Fargo Advisors Financial Network, Llc | Leawood | KS | 06/2020 | Present |
SAYERS, INC; INVESTMENT RELATED; PRAIRIE VILLAGE,KS; 100% OWNERSHIP; START DATE 07/01/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PASS THROUGH FOR FINET PRACTICE. FCS PRIVATE WEALTH MANAGEMENT 401K; INV. RELATED; LEAWOOD, KS; CO-TRUSTEE; START DATE: 9/2020; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. COMMERCIAL RENTAL PROPERTY, INVT RELATED, LEAWOOD, KS, 5% OWNERSHIP, START DATE 2/8/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, HOUSING FINET BUILDING AND RENTAL INCOME. FCS HOLDINGS LLC; INV RELATED;LEAWOOD,KS; FINET PRTC;9% OWNERSHIP; START DATE: 06/23/2020; 60 HRS PER MONTH; 60 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-16 |
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