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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-02
  • FL RA
    APPROVED
    Since 2019-10-02

Branch Locations

9822 Tapestry Park Circle Suite 202, Jacksonville, FL 32246 • United States

St Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Ponte Vedra Beach FL 07/2014 08/2019
Fidelity Brokerage Services, Llc Jacksonville FL 08/2019 09/2019
Raymond James & Associates, Inc. Jacksonville FL 09/2019 Present
Hampr, Llc Saint Augustine FL 08/2023 02/2024
  • 07/2014 → 08/2019
    Ponte Vedra Beach, FL
  • 08/2019 → 09/2019
    Fidelity Brokerage Services, Llc
    Jacksonville, FL
  • 09/2019 → Present
    Jacksonville, FL
  • 08/2023 → 02/2024
    Hampr, Llc
    Saint Augustine, FL
Previous Registrations
  • 2015-07-08 → 2019-08-09
    Jacksonville, FL
    Ponte Vedra Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
  • S66 Uniform Combined State Law Examination
    2015-07-02
Other Names
  • Darcie M Mccoy
  • Darcie M Mccoy
  • Darcie M Fugatt
  • Darcie Fugatt

View on SEC IAPD

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