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Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-01-11
  • FL RA
    APPROVED
    Since 2016-01-11

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

1441 Brickell Avenue Suite 1700, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bolton Global Capital Bolton MA 10/2015 Present
Bolton Global Asset Management Bolton MA 10/2015 Present
  • 10/2015 → Present
    Bolton Global Capital
    Bolton, MA
  • 10/2015 → Present
    Bolton Global Asset Management
    Bolton, MA
Previous Registrations
  • 2010-02-25 → 2015-09-23
    Miami, FL
    Miami, FL
  • 2009-01-21 → 2010-01-12
    Barclays Capital Inc.
    Miami, FL
  • 2007-09-10 → 2008-10-15
    Lehman Brothers Inc.
    Miami, FL
    New York, NY
  • 2007-04-13 → 2007-10-01
    Atlas One Capital Management, Llc
    Miami, FL
Other Businesses

1) Co-owner, Vice-president, Secretary, and Treasurer of Amity Wealth Management, Inc., entity created to operate securities and investment advisory businesses. Investment related. Conducted from branch location. Entity re-structured 10/01/2017. Time spent on activity balanced with roles as IAR and RR. 2) Investment Advisor Representative of Bolton Global Asset Management, doing business as Amity Wealth Management. Spends approximately 190 hours per month on activity, 149 hours during business hours. Conducted from branch office location and investment related. Approved for managing account held at UBS. 3) Maria is sole-owner of her own transitional coaching company, Beginning Anew Coaching, LLC where she advises women on transitioning into retirement, focusing on strategies for personal success and satisfaction. Not investment related. Conducted from personal residence. Spends approximately 60 hours outside of trading hours and 0 during trading hours. Maria is contact person.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-09
  • S66 Uniform Combined State Law Examination
    2007-04-09
Other Names
  • Maria De Los Angeles Fernandez
  • Maria A. Roque
  • Maria A Roque
  • Maria Rogue Fernandez
  • Maria A Roque Fernandez
  • Maria A De Los Angeles Fernandez
  • Maria De Los Angeles Fernandez Julian

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