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Daniel Abraham Ringer

Breakwater Financial, LLC

Needham, MA

Needham, MA

CRD 5256318

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Employer firm

Breakwater Financial, LLC CRD 282401

$128M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Breakwater Financial, Llc

117 Kendrick Street Suite 300, Needham, MA 02494-2724 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-07-26
MA RA APPROVED 2016-04-27
  • NH RA
    APPROVED
    Since 2016-07-26
  • MA RA
    APPROVED
    Since 2016-04-27

Branch Locations

117 Kendrick Street Suite 300, Needham, MA 02494-2724 • United States

Needham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Breakwater Financial Llc Boston MA 02/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-18
  • S66 Uniform Combined State Law Examination
    2007-01-18
Designations
  • Certified Financial Planner
Other Names
  • D Abraham Ringer

View on SEC IAPD

Nearby Firms

ARMSTRONG ADVISORY GROUP INC.
OSAIC WEALTH, INC.
GOODMAN ADVISORY GROUP, LLC

Nearby Investors

MARC ALAN FANDETTI
BRENDAN KEVIN HAYES
SCOTT EVERETT WILSON

Nearby Offices

ARMSTRONG ADVISORY GROUP INC. · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
GOODMAN ADVISORY GROUP, LLC · NEEDHAM, MA

More in Needham, MA

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