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Daniel Abraham Ringer

Breakwater Financial, LLC

Needham, MA

Needham, MA

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Current Employers
Breakwater Financial, Llc

117 Kendrick Street Suite 300, Needham, MA 02494-2724 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-07-26
MA RA APPROVED 2016-04-27
  • NH RA
    APPROVED
    Since 2016-07-26
  • MA RA
    APPROVED
    Since 2016-04-27

Branch Locations

117 Kendrick Street Suite 300, Needham, MA 02494-2724 • United States

Needham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Breakwater Financial Llc Boston MA 02/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-18
  • S66 Uniform Combined State Law Examination
    2007-01-18
Designations
Other Names
  • D Abraham Ringer

View on SEC IAPD

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