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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-16
IL RA APPROVED 2000-06-28
  • TX RA
    APPROVED_RES
    Since 2009-01-16
  • IL RA
    APPROVED
    Since 2000-06-28

Branch Locations

10261 W Lincoln Hwy, Frankfort, IL 60423 • United States

Mokena, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Frankfort IL 05/2000 03/2020
Ameriprise Financial Services, Llc Frankfort IL 03/2020 Present
Other Businesses

Business Ownership; marban & associates, inc; manager; manage business and staff; 12524 Suffolk Ct, , Mokena, IL, 60448; Not Investment-Related; 01/08/2009; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-31
  • S66 Uniform Combined State Law Examination
    2000-05-31
Designations
Other Names
  • Claudia Theresa Gonzales
  • Claudia Theresa Gonzales
  • Claudia Marban
  • Claudia Theresa Marban

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Frankfort, IL

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