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Brian Jeffrey Ziarnick

Ziarnick Financial LLC

Wimberley, TX

CRD 5255420

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Employer firm

Ziarnick Financial LLC CRD 161872

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ziarnick Financial Llc

Wimberley, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-04-09
  • TX RA
    APPROVED
    Since 2012-04-09

Branch Locations

Wimberley, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ziarnick Financial, Llc Buda TX 02/2012 Present
Other Businesses

Brian Ziarnick does bookkeeping for 2 small businesses. This is not investment related. The address of the business is my residence at 11201 Mount Sharp Rd, Wimberley, TX 78676. This bookkeeping is done under the umbrella of Ziarnick Financial, LLC. Brian Ziarnick is the owner/President of Ziarnick Financial, LLC. The start date for this activity was the same as the creation of Ziarnick Financial, LLC (1/28/2012). Number of hours devoted to this business is approximately 15 per month. The number of hours during during securities trading hours is approximately 0 per month. The duties related to this activity includes recording receipts and income into Quickbooks for two separate small businesses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-02
S63 Uniform Securities Agent State Law Examination 2010-01-08
  • S65 Uniform Investment Adviser Law Examination
    2012-02-02
  • S63 Uniform Securities Agent State Law Examination
    2010-01-08

View on SEC IAPD

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