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Justin Tracy Southwell

U.S. Bancorp Advisors, LLC

Lynnwood, WA

Shoreline, WA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
WA RA APPROVED 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • WA RA
    APPROVED
    Since 2026-02-13

Branch Locations

4411 196Th Sw, Lynnwood, WA 98036 • United States

17202 15Th Ave Ne, Shoreline, WA 98155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Lynnwood WA 07/2014 02/2026
U.S. Bancorp Advisors, Llc Lynnwood WA 02/2026 Present
Previous Registrations
  • 2016-08-01 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Saint Paul, MN
    Seattle, WA
    Seattle, WA
    Roseville, CA
    Seattle, WA
    Lynnwood, WA
    Shoreline, WA
    Lynnwood, WA
    Edmonds, WA
    Kenmore, WA
    Edmonds, WA
    Kenmore, WA
    Mukilteo, WA
    Moses Lake, WA
    Wenatchee, WA
    Mountlake Terrace, WA
    Lynden, WA
    Blaine, WA
    Ferndale, WA
    Sedro Woolley, WA
    Mount Vernon, WA
    Anacortes, WA
    Bellingham, WA
    Mountlake Terrace, WA
    Puyallup, WA
    Burien, WA
    Kenmore, WA
    Mukilteo, WA
    Puyallup, WA
    Oak Harbor, WA
    Freeland, WA
    Puyallup, WA
    Edmonds, WA
    Spanway, WA
  • 2011-01-03 → 2014-01-02
    Wells Fargo Clearing Services, Llc
    Bothell, WA
    Seattle, WA
    Bothell, WA
    Woodinville, WA
  • 2007-08-17 → 2011-01-03
    Wells Fargo Investments, Llc
    Woodinville, WA
    Lynnwood, WA
Other Businesses

Rental; investment-related; Mukilteo, WA; apartment rental; Owner; 7/1/2020; 5 hours/month; 0 hours/trading; property upkeep.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-16
  • S66 Uniform Combined State Law Examination
    2007-08-16

View on SEC IAPD

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LPL FINANCIAL LLC · LYNNWOOD, WA
KESTRA ADVISORY SERVICES, LLC · Lynnwood, WA
VALIC FINANCIAL ADVISORS, INC. · LYNNWOOD, WA
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