Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-22
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2010-01-22
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Palo Alto CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 11/2017 Present
  • 06/2009 → Present
    Palo Alto, CA
  • 11/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-10-25 → 2009-06-01
    Morgan Stanley & Co. Llc
    Palo Alto, CA
Other Businesses

1. BUSINESS / COMPANY;SOLE PROPRIETOR / OWNER / PARTNER;LITTLE BUILDERS' DAY CARE;AS OF 07/2015;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 3. 2. *319 - ALKAL Franz LLC; Investment related Yes; Katy, Texas; Real Estate; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 2; Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Investment Decisions/Advice *330 - Little Builders International Academy LLC; Investment related: Yes; Katy, California; Education; Board Member, Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 5;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-15
  • S66 Uniform Combined State Law Examination
    2007-10-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor