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1045A Andrew Drive, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Financial, Inc | West Chester | PA | 11/2006 | Present |
| Royal Alliance Associates | West Chester | PA | 10/2007 | Present |
1. KEY FINANCIAL, INC POSITION: Chief Investment Officer NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2006 ADDRESS: 1045 Andrew Drive Suite A, West Chester PA 19380, United States DESCRIPTION: Assist Patricia Brennan with Portfolio Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-15 |
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