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Joel Eastman Lorden

Cetera Investment Advisers LLC

Dunwoody, GA

CRD 4132636

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • GA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

Dunwoody, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Eastman Financial Llc Dunwoody GA 01/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2017 → Present
    Eastman Financial Llc
    Dunwoody, GA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-04-11 → 2004-01-01
    Ifg Advisory Services Inc
    Atlanta, GA
Other Businesses

(1) NAME OF OTHER BUSINESS: EASTMAN FINANCIAL, LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FINANCIAL SERVICES ; START DATE: 1/2017 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; POSITION/TITLE/RELATIONSHIP: OWNER ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR ; (2) FIXED INSURANCE AGENT ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-09
  • S66 Uniform Combined State Law Examination
    2000-03-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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