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Nwt Advisors, LLC CRD 151192
$18.4M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
15315 1St Ave Ne Ste 205B, Duvall, WA 98019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nwt Advisors, Llc | Duvall | WA | 09/2009 | Present |
Licensed insurance producer-markets, sells, and services life insurance and annuity products through insurance carriers/agencies. Compensation is commission/trails from carriers; does not provide investment advisory services under this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-01 |
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