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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-09-29
TX RA APPROVED 2014-09-03
DC RA APPROVED 2008-01-01
  • MD RA
    APPROVED
    Since 2021-09-29
  • TX RA
    APPROVED
    Since 2014-09-03
  • DC RA
    APPROVED
    Since 2008-01-01

Branch Locations

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
Previous Registrations
  • 2006-01-16 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Washington, DC
    St. Louis, MO
Other Businesses

KNIGHTS OF COLUMBUS, INVT RELATED, WASHINGTON, DC, TREASURER, START DATE 1/1/2023, 3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS AND DISCUSSING THE FINANCIALS OF THE CLUB.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
  • S66 Uniform Combined State Law Examination
    2007-02-16
Designations

View on SEC IAPD

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