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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-24
  • PA RA
    APPROVED
    Since 2025-11-24

Branch Locations

600 Grant Streetsuite 4650, Pittsburgh, PA 15219 • United States

Oakdale, PA • United States

2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivertowne Advisors Beaver PA 07/2015 11/2025
Raymond James Financial Services, Inc. Beaver PA 05/2016 11/2025
Raymond James Financial Services Advisors Inc. Beaver PA 05/2016 11/2025
Ubs Financial Services, Inc. Pittsburgh PA 11/2025 Present
Previous Registrations
Other Businesses

(1) Name of Business: MT Plates Catering LLC Address: 3403 Brodhead Rd, B, Aliquippa, PA, 15001, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/21/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband is a chef and this is his primary employment. The LLC is set up as 50/50 between the two of us. I assist with different aspects of the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-03
  • S66 Uniform Combined State Law Examination
    2016-05-03
Other Names
  • Heather Ann Wagner

View on SEC IAPD

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