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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
3939 Belt Line Rd Ste 310, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 03/2017 |
| Securities America, Inc. | Arlington | TX | 08/2017 | 06/2024 |
| Securities America Advisors, Inc. | Arlington | TX | 08/2017 | 06/2024 |
| Hinckley Cook Pc | Arlington | TX | 01/1997 | Present |
| Osaic Wealth, Inc. | Arlington | TX | 06/2024 | Present |
1. Securities America Advisors - Position: managing member - Nature: Advising on investment opportunities - Investment Related: Yes - Hours: 1 - Securities Trading Hours: 1 - Start Date: 12/07/2007 - Address: 2005 E Lamar Blvd, Arlington TX 76006, United States 2. H3O CONFECTIONS LLC POSITION: partner/member NATURE: Crumbl Cookie Franchise INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2022 ADDRESS: U20770 I 30, Suite 135, Benton AR 72019, United States DESCRIPTION: 25% Owner in a Crumbl Cookie Franchise. I assist with management decisions. We are currently licensed for 3 locations in the Little Rock AR Area 3. H3O CONFECTIONS LLC POSITION: partner/member NATURE: Crumbl Cookie Franchise INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: U20770 I 30, Suite 135, Benton AR 72019, United States DESCRIPTION: 25% Owner in a Crumbl Cookie Franchise. I assist with management decisions. We are currently licensed for 3 locations in the Little Rock AR Area
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-22 |
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