Michael James Rozovics

Current Employers

Employment History

• 05/2016 → 05/2023
  Raymond James Financial Services, Inc.
  San Diego, CA
• 06/2016 → 05/2023
  Raymond James Financial Services Advisors Inc.
  San Diego, CA
• 12/2014 → Present
  Michael Roz Music
  Oswego, IL
• 05/2016 → Present
  Next Retirement Solutions Llc
  San Diego, IL
• 05/2023 → Present
  Concurrent Investment Advisors Llc
  San Diego, CA

Previous Registrations

• 2016-06-07 → 2023-06-05
  Raymond James Financial Services Advisors, Inc
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2011-10-24 → 2016-06-01
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Naperville, IL

Other Businesses

1. Name of the other business: PURSHE KAPLAN STERLING INVESTMENTS (PKS) 2. Is the business investment related: Yes 3. Address of the other business: 12730 High Bluff Drive, Suite 160 San Diego, CA 92130 4. Nature of the other business: Registered Representative 5. Your position, title, or relationship with the other business: Registered Representative 6. The start date of your relationship: 5/16/2023 7. The approximate number of hours/month you devote to the other business: 4 hours/month 8. The number of hours you devote to the other business during securities trading hours: 2 hours/month 9. Briefly describe your duties relating to the other business: Financial Advisor 10. Describe method of compensation (list if advisory fees, salary or other). If other, please describe below. Commissions 1. Name of the other business: Next Retirement Solutions 2. Is the business investment related: Yes 3. Address of other business: 12730 High Bluff Drive, Suite 160 San Diego, CA 92130 4. Nature of the other business: Registered Investment Adviser (RIA) 5. Your position, title, or relationship with the other business: Investment Adviser Representative (IAR) 6. The start date of your relationship: 5/1/2016 7. The approximate number of hours/month you devote to the other business: 160 hours/month 8. The number of hours you devote to the other business during securities trading hours: 4 9. Briefly describe your duties relating to the other business: Make recommendations or otherwise give investment advice regarding securities, manage account portfolios of clients, determine which recommendation or advice regarding securities should be given based on client suitability, time horizon, risk and objects 10. Describe method of compensation: Commissions 1. Name: Michael Roz Music 2. Is the business investment related: No 3. Address: 1704 Ashlawn Ln, Waunakee, WI 53597 4. Nature: Music 5. Your position: Owner/Proprietor 6. Start date: 12/1/2014 7. The approximate number of hours/month you devote to the other business: 16 hours/month 8. The number of hours you devote to the other business during securities trading hours: 0 hours/month 9. Briefly describe your duties relating to the other business: I create, publish, perform and sell my own music. 10. Compensation: fees and royalties

Exams

• S66 Uniform Combined State Law Examination
  2011-10-21
• S63 Uniform Securities Agent State Law Examination
  2006-12-15

Other Names

• Michael J Rozovics
• Michael Rozovics
• Mike Rozovics
• Michael J Rozovics