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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-01-10
  • IL RA
    APPROVED
    Since 2007-01-10

Branch Locations

Deerfield, IL • United States

1106 Stratford Dr, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 11/2006 Present
Abrams & Steingerg, P.C Buffalo Grove IL 11/1992 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2006 Present
Steinberg & Associates Wealth Management; Dba For Investment Ser Deerfield IL 02/2020 Present
New Signature Homestyles Llc & Sidegister Llc Franklin Park IL 09/2021 08/2025
  • 11/2006 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/1992 → Present
    Abrams & Steingerg, P.C
    Buffalo Grove, IL
  • 11/2006 → Present
    Schaumburg, IL
  • 02/2020 → Present
    Steinberg & Associates Wealth Management; Dba For Investment Ser
    Deerfield, IL
  • 09/2021 → 08/2025
    New Signature Homestyles Llc & Sidegister Llc
    Franklin Park, IL
Other Businesses

1) STEINBERG & ASSOCIATES WEALTH MANAGEMENT; DEERFIELD, IL; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES; FINANCIAL ADVISOR, SINCE 02/2020; 20 HRS/WK 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2020 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, & LONG TERM CARE ; 3) ABRAMS & STEINBERG, P.C. - NOT INVESTMENT RELATED - CPA FIRM & INSURANCE SALES - PRESIDENT - START DATE: 11/1/1992 - 40 HOUR WORK WEEK. 4) NAME OF OTHER BUSINESS: CLOVER CPAS & CONSULTANTS; INVESTMENT RELATED: NO; ADDRESS: 790 ESTATE DRIVE SUITE 200 DEERFIELD, IL 60025; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: PROVIDING TAX AND ACCOUNTING SERVICES TO CLOVER CPAS CLIENTS INCLUDING PREPARATION AND REVIEW OF TAX RETURNS AND CONSULTING SERVICES TO CLIENTS ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-19
S65 Uniform Investment Adviser Law Examination 2007-01-09
  • S63 Uniform Securities Agent State Law Examination
    2020-08-19
  • S65 Uniform Investment Adviser Law Examination
    2007-01-09

View on SEC IAPD

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