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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-04-28 |
| TX | RA | APPROVED | 2023-04-28 |
Branch Locations
209 S Lasalle Street Suite 625, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Barrington | IL | 11/2006 | 04/2023 |
| Bank Of America, N.A. | Chicago | IL | 07/2011 | 04/2023 |
| Sanctuary Securities, Inc. | Chicago | IL | 04/2023 | Present |
| Sanctuary Advisors, Llc | Chicago | IL | 04/2023 | Present |
1) Name: The Enclave Townhome HOA Position: Treasurer Nature: I am the Treasurer of my HOA. We have monthly meetings surrounding ongoing owner issues that have arisen along with providing updated on our reserves. We also discuss how to make our community a better place to live Investment Related: Yes Hours: 5 Securities Trading Hours: 1 Start Date: 10/01/2021 Address: 2519 West Homer Street, Chicago IL 60647, United States Description: I provide an update on our reserves and financial situation to homeowners and I create an annual budget for the HOA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-28 |
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