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Andreas Olov Lindstrom

Morgan Stanley

Santa Cruz, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-19
TX RA APPROVED 2021-04-16
  • CA RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2021-04-16

Branch Locations

6004 La Madrona Drive, Santa Cruz, CA 95060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Cupertino CA 09/2015 02/2020
E*Trade Capital Management Llc Cupertino CA 09/2015 02/2020
E*Trade Securities Llc Cupertino CA 02/2020 04/2021
E*Trade Capital Management Llc Cupertino CA 02/2020 04/2021
Morgan Stanley Smith Barney Llc Santa Cruz CA 04/2021 Present
Morgan Stanley Private Bank, N.A New York NY 05/2021 Present
  • 09/2015 → 02/2020
    E*Trade Securities Llc
    Cupertino, CA
  • 09/2015 → 02/2020
    E*Trade Capital Management Llc
    Cupertino, CA
  • 02/2020 → 04/2021
    E*Trade Securities Llc
    Cupertino, CA
  • 02/2020 → 04/2021
    E*Trade Capital Management Llc
    Cupertino, CA
  • 04/2021 → Present
    Morgan Stanley Smith Barney Llc
    Santa Cruz, CA
  • 05/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-03-13 → 2021-04-29
    Harrisdirect Llc
    Palo Alto, CA
    Arlington, VA
    Cupertino, CA
    Cupertino, CA
  • 2009-01-29 → 2012-03-09
    Td Ameritrade, Inc.
    Campbell, CA
  • 2009-01-29 → 2012-03-09
    Td Ameritrade Investment Management, Llc
    Campbell, CA
  • 2007-01-30 → 2008-12-22
    Citigroup Global Markets Inc.
    Pleasanton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
  • S66 Uniform Combined State Law Examination
    2007-01-29
Other Names
  • Andrew O Lindstrom

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.
FIFTH THIRD SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

TIFFANY DANIELLE HAMMER
NIKOLAS MARSHAL BARR
NAYANA T D DARRAH
Jon Michael Hanson
Kenneth A Evans
Josiah T Clymer
RICHARD MICHAEL KAPCHUK
MAGGIE MERIDETH MARTIN

Other Offices

EDWARD JONES · SCOTTS VALLEY, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Scotts Valley, CA
CETERA INVESTMENT ADVISERS LLC · SCOTTS VALLEY, CA
J.P. MORGAN SECURITIES LLC · SCOTTS VALLEY, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Scotts Valley, CA
VALIC FINANCIAL ADVISORS, INC. · SCOTTS VALLEY, CA
EDWARD JONES · SCOTTS VALLEY, CA
EDWARD JONES · Scotts Valley, CA

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