Kari Ann Delaney

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2018-11-08

IA RA
APPROVED

Since 2018-11-08

Branch Locations

711 High Street, Des Moines, IA 50392 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Princor Financial Services Corp	Des Moines	IA	12/1999	12/2018
Principal Funds Distributor	Des Moines	IA	07/2014	Present
Principal Asset Management	Des Moines	IA	10/2018	Present

12/1999 → 12/2018

Princor Financial Services Corp

Des Moines, IA
07/2014 → Present

Principal Funds Distributor

Des Moines, IA
10/2018 → Present

Principal Asset Management

Des Moines, IA

Previous Registrations

2004-07-19 → 2018-10-31

Principal Securities, Inc.

Des Moines, IA

Des Moines, IA

Downers Grove, IL

Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-15

S66 Uniform Combined State Law Examination

2004-03-15

Other Names

Kari Ann Delaney
Kari Ann Gach

View on SEC IAPD